The NIEM 4 release incorporates updates to the way several code lists are distributed, and how they are used. The NIEM Code Lists Specification was published in June 2016 and updated in November 2017. It provides:
This document describes how NIEM 4 integrates these code list methodologies for the use and exchange of country codes using public standard country code lists, specifically GENC (Geopolitical Entities, Names, and Codes) and ISO 3166-1.
This approach has several parts. The NIEM 4 release includes:
There are two
authoritative sources for country codes incorporated into the NIEM 4 release:
GENC and ISO 3166-1. Both of these, and other representations, use the same
nc:CountryType, to get country codes into XML Schemas and messages.
The following diagram shows type
nc:CountryType, which carries representations
of country across NIEM exchanges. This type uses NIEM’s
pattern, as specified in
the NIEM Naming and Design Rules.
This pattern is also used by
In the above diagram, the type
nc:CountryType is used by
nc:CountryType has an element
which is place that holds one of a number of ways to identify a country.
In NIEM 4.0, the following representations of country are explicitly represented:
In addition to these representations, other representations may be used with
NIEM 4, either by additional substitutions for
nc:CountryRepresentation, or by
providing additional code list URIs with
An IEPD (information exchange package definition), which specifies a message, may include one or more of these representations to convey countries. Which representations are used is determined by the community of interest developing the message specification.
The following sections show how these representations of country identifiers are built and expressed in NIEM 4.
Representing country by a text value is the simplest method, but provides minimal interoperability, as sender and receiver must somehow agree on what any given value means.
nc:CountryText carries a text string that identifies a country. It
is one of the representations for a country.
nc:CountryText is defined in XML Schema as an element of type
which is substitutable for
<xs:element name="CountryText" type="nc:TextType" substitutionGroup="nc:CountryRepresentation"> ...
A text representation of the United States of America may appear in an XML message:
<nc:Document> <nc:DocumentOriginCountry> <nc:CountryText>United States of America</nc:CountryText> </nc:DocumentOriginCountry> </nc:Document>
ISO represents country codes via the ISO 3166-1 standard, which incorporates 3 different representations for each country:
Each of these is represented in NIEM 4 via an element, which is of a type that
encodes the available code values using
xs:enumeration, as is done in NIEM 3
for most codes, including for ISO 3166-1. The following pattern will be used for
each of ISO 3166-1’s encodings; this example just shows the Alpha-2 encoding.
Although this example shows only the Alpha-2 encoding, this pattern will be followed for ISO-3166-1’s Alpha-2 encoding, its Alpha-3 encoding, and its Numeric encoding.
First, a diagram showing Alpha2 code, represented by element
iso_3166:CountryAlpha2Code, which is of a type based on a
enumeration of the valid values for ISO 3166 at the time the codes were
An XML message instance using these components appears as follows:
<nc:Document> <nc:DocumentOriginCountry> <iso_3166:CountryAlpha2Code >US</iso_3166:CountryAlpha2Code> </nc:DocumentOriginCountry> </nc:Document>
An encoding similar to the way we represent GENC, below, was considered for representing ISO 3166-1 in NIEM 4, but was rejected because of issues specific to ISO 3166-1, which include:
The following pattern is used to represent the GENC codes in NIEM. This includes the representations of country codes shown below, but is also extended for Geopolitical subdivisions (e.g., states) described by GENC. All versions of GENC use code lists as described by The NIEM Code Lists Specification.
This is made more convenient by:
GENC encodings of country codes use the generic code type
The NIEM Code Lists Specification. This
allows for run-time-specified code list
URIs. A GENC website
identifies the following URIs that identify encodings of the current GENC
Geopolitical entities code list:
These encodings incorporate not only the code list (the list of entities) but particular encodings of codes for the code list (2-character, 3-character, numeric). As a result, for binding to the code list, a different code list URI is used for each encoding, and the column name is not used. A sample instance, using a 3-character encoding for the United States of America, appears as follows:
<nc:Document> <nc:DocumentOriginCountry> <nc:CountryCode cli:codeListURI="http://api.nsgreg.nga.mil/geo-political/GENC/3/3-3" >USA</nc:CountryCode> </nc:DocumentOriginCountry> </nc:Document>
This uses the generic code type
nc:CodeType, provided as part of the NIEM
Code Lists Specification, described by the following diagram:
Here we see that
nc:CountryCode uses the generic
nc:CodeType, requiring it
to have a code list URI and optional column name and constraining
The code list for GENC Geopolitical entities, 3-character encoding, is provided as a CSV file as follows:
|char3 code||name||short name||full name|
|AFG||AFGHANISTAN||Afghanistan||Islamic Republic of Afghanistan|
|ALB||ALBANIA||Albania||Republic of Albania|
This CSV code list file is provided in a sub-directory of the NIEM release,
along with CSVs for the other encodings of the Geopolitical Entities code list,
as well as the Geopolitical Subdivisions code list (
niem/codes/genc). These CSV code list files
are identified by XML catalog documents provided as part of the NIEM release (
Users and exchange developers who must (1) update to newer versions of GENC code lists, or (2) incorporate exchanges using older versions of GENC code lists, or (3) use code lists other than GENC, in alignment with local exchange requirements, may do so by using other code list URIs, and may optionally incorporate new code list files as CSV files or Genericode files in an XML catalog used with their exchange, as described by the NIEM Code Lists Specification.